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About us

5★ Rating

1000+ Clients

Serving Clients since 2003
Dupree Financial Group will manage your portfolio for you. You will get a fully customized experience, adapted to your particular needs. Tom Dupree, our seasoned founder and leader, offers skilled guidance to our team.
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Why you can trust our team

We’re on your side

We work hard for you. We do everything as a team, which means you get the benefits of all our brains—not just one person.

We do our research

We welcome your questions. We do all our own research, and we keep you informed and educated about where your money is invested and why.

We take the long view

We plan way ahead, always keeping you and your goals in mind with every decision we make. We promise to put you first, keep you informed, and help you plan for the life you want.

Our values

Our goal is quality research and a customized portfolio. To reach those objectives, we have to be committed to our values and to the person behind the money.

Humanity

We’re centered around people, not just the numbers. It’s not merely about growing your wealth. Rather, it’s about using your money to support the life you want, whatever that may look like for you. That’s why we stay focused on the people behind the numbers, and why we’re dedicated to finding personal solutions that work for you and your life.

Research

We do our research the old-fashioned way: in-house and in-depth. We personally research the companies we invest in—before we invest in them. That means diving deep into annual reports, talking to decision makers, and even visiting in person to get a feel for the place. It also means no outsourcing our research—it’s all done right here at our office in Lexington, because it’s the right way to do things.

Education

Knowledge leads to understanding. When you know where your money is invested and why, you don’t have to let fears dictate your investment decisions. It’s our job to educate you about your investments. We’ll update you every time we meet, and you can talk to us anytime. No mysteries and no smoke and mirrors—just transparency, honesty, and a level of understanding to help you sleep better at night.

Longevity

We believe in long-term relationships and long-view investments. The recipe for a successful retirement: start planning early and plan for the long-term. At Dupree Financial, we’re here to be your partner for the rest of your life—we want to get to know you better and better. We’re not in this for risky, short-term gains, and we hope you’re not either. We’re in this to help you manage your money for a lifetime.

Adaptability

If something isn’t working, we’re not afraid of changing it. The market is ever-changing, and we’re evaluating our investments along the way to make sure they’re still working for you. If we get new information, if the markets adjust, or if something just isn’t performing the way we hoped, we’ll talk it over with you and make a change.

401(k) Rollover

Making rollovers simple

Whether you’re starting a new job, combining retirement accounts from previous jobs, or just want an independent option for your 401(k), we’re happy to help.
  • Direct & indirect rollovers
  • 401(k), 403(b), and 457 plan rollovers
  • Protect your tax-advantaged accounts
Roth IRA

Set aside after-tax income

A retirement account that allows you to save after-tax income: We can help you determine whether a Roth IRA is right for you, set the account up for you, and manage it up to and through your retirement.
  • Save $5,500 to $6,500 a year toward retirement
  • Enjoy tax-free withdrawals after age 59 ½
  • Supplement your retirement income with a Roth IRA
Traditional IRA

Build your own retirement

You can use a traditional IRA to supplement your employer-sponsored retirement accounts. We can help you set up and manage your traditional IRA and help you manage your income from the account in retirement.
  • Save for retirement in tax-deferred account
  • Receive taxable distributions after age 59 ½
  • Supplement your retirement income
Individual & Joint Investment Accounts

Advanced retirement savings planning

Individual and joint investment accounts offer another option for retirement savings beyond 401(k) accounts, Roth IRAs, or traditional IRAs. Not sure which account type is right for you? We’ll sit down, learn about your goals and lifestyle, and help you choose the best way to invest for your retirement.
  • Setup of private investment accounts
  • In-depth research of recommended investments
  • Aligning your assets with your objectives & timelines
Portfolio Review

Optimize your investments

We want to make sure your investments are working for you. Bring us your portfolio (even if it’s not with us). We’ll take a close look, then sit down with you and make recommendations. If we think everything’s working fine, we’ll let you know that, too—because sometimes the best action is no action.
  • Complimentary portfolio review
  • In-depth analysis of your assets & their performance
  • Recommendations specific to your needs and goals

Meet the Team

High-integrity, custom-tailored portfolio management

Tom Dupree

President and Founder, Investment Advisor Representative

Thomas P. Dupree, Jr., is an investment advisor representative with over 44 years of experience in the business. Tom spent 18 years with a major financial services company and also served as portfolio manager for a Lexington-based mutual fund. Tom founded Dupree Financial Group in 2003 in order to provide fee-based investment advice to individuals and families of those preparing for retirement and already in retirement. His primary is to provide excellent service and unbiased financial advice to these folks based on thorough research and tenacious fact-gathering. Tom promotes his ideas about investing and other issues on a weekly radio program. He graduated from the University of the South, Sewanee, Tennessee in 1978.

Elizabeth Host Dupree

Marketing Manager

Elizabeth oversees the marketing and social media for Dupree Financial Group. Tom and Elizabeth founded Dupree Financial Group in 2003.

Mike Johnson

CFP®, Investment Advisor Representative

Mike is a CERTIFIED FINANCIAL PLANNER™ professional. He works in all facets of the advisory relationships of Dupree Financial Group.

Margaret Grider

Office Manager

In many cases, Margaret is the first and sometimes the only person you need to speak with on a phone call to our company.

Missy Clifton

Retirement Goal Specialist

Missy has 30 years of research, sales, and marketing experience with companies including GE Capital and Pfizer Pharmaceuticals.

Chad Sturgill

CFA®, Senior Portfolio Manager

Chad is a CERTIFIED FINANCIAL ANALYST™ professional. He is involved with the development of the firm’s investment strategies and policies. He leads the investment research and selection.

Adarsh Mashru

Investment Advisor Representative

Adarsh is involved with the investment research process, focusing on individual securities, funds, and macroeconomic data.

Trey Wilburn

Trey Wilburn

Investment Advisor Representative

Trey is an All-American and former professional athlete with over 24 years of experience in the Financial Services Industry. He is involved in all aspects of the client experience with Dupree Financial Group.